Those planning Internal Auditing department activities face the recurrent task of allocating expected resources to an apparently ever-expanding universe of demands. One means to focus limited resources in a structured way is the use of appropriate risk analysis techniques.
This training provides auditors and audit management with a structured approach to risk management and internal risk assessment; risks in computer systems and the use of computerized risk assessment tools are also addressed.
This two-hour training is designed to provide the participants with an in-depth knowledge and experience of:
- Risk and its nature in a corporate environment Risk analysis and Internal Auditing
- The use of Risk-based auditing as an integrated approach
- Risks within computer systems
- Electronic trading risks
- The IT Risk-based audit approach
- Risk and materiality
- A structured approach to audit risk evaluation
- How to sell Risk-based audits
This is a previously recorded 2-hour AuditNet® webinar with Jim Kaplan and Richard Cascarino
Delivery Method: Self-Study
Richard is a principal of Richard Cascarino & Associates LLC based in Colorado, USA with over 32 years of experience in audit training and consultancy. http://www.rcascarino.com/
He is a regular speaker to National and International conferences and has presented courses and webinars throughout Africa, Europe, the Middle East and the USA.
He has assisted in the implementation and audit of IT and Operational systems as well as the training of Internal Auditors in the USA, UK, and Middle East and throughout Africa. He is a Past President of the IIA – South Africa and founded the African Region of the IIA Inc. He has also served as a member of the Board of Regents for Higher Education of the Association of Certified Fraud Examiners. He developed the BComm Internal Audit for the University of the Witwatersrand in Johannesburg and the Honors program in Governance and Risk at the same university.
He is a consultant and lecturer with experience in Large scale, Project Management, Risk, Audit, Governance, Forensic, Internal and IT auditing education and author of the books Internal Auditing-an Integrated Approach and Auditor’s Guide to IT Auditing and Corporate Fraud and Internal Control: A Framework for Prevention published by Wiley in 2013. Data Analytics for Internal Auditors published in 2017 He is also a contributing author to the Governance section of all 4 editions of QFinance: The Ultimate Resource and is a frequent speaker at IIA, ACFE and ISACA workshops and conferences. His latest book, Complete Guide for CISA Exam Preparation came out in October 2020.