Ethics for Internal Auditors
Field: Ethics | Delivery Method: Self Study | CPE Hours: 2.0
From time-to-time internal auditors are faced with situations which call for them to make an ethical decision. In addition, they may, in the middle of auditing, come across circumstances which themselves appear to be violations of a corporate
code-of-conduct.
Several laws now specifically state that internal auditors, in terms of the act, will be bound by the IIA Code of Ethics.
This webinar explores the IIA Code of Ethics as it applies to everyday situations the auditor may encounter.
The module is designed to provide the participants with an in-depth knowledge of:
- Ethics Theory
- The IIA Code of Ethics
- Applicable areas within Internal Audit
- Reporting of material facts
- Corporate Codes of Conduct
- Auditing Corporate Ethics
MODULE CONTENTS
Module contents will include:
- Classes of Ethics
- The role of business
- Employee ethics
- Honesty, objectivity and diligence
- Conflicts of interest
- Reporting of material facts
- Corporate Codes of Conduct
- Corporate Social Responsibility
Field: Ethics
CPE: 2
Delivery Method: Self-Study
Format: Video
Your Instructor
Richard is a principal of Richard Cascarino & Associates LLC based in Colorado, USA with over 32 years of experience in audit training and consultancy. http://www.rcascarino.com/
He is a regular speaker to National and International conferences and has presented courses and webinars throughout Africa, Europe, the Middle East and the USA.
He has assisted in the implementation and audit of IT and Operational systems as well as the training of Internal Auditors in the USA, UK, and Middle East and throughout Africa. He is a Past President of the IIA – South Africa and founded the African Region of the IIA Inc. He has also served as a member of the Board of Regents for Higher Education of the Association of Certified Fraud Examiners. He developed the BComm Internal Audit for the University of the Witwatersrand in Johannesburg and the Honors program in Governance and Risk at the same university.
He is a consultant and lecturer with experience in Large scale, Project Management, Risk, Audit, Governance, Forensic, Internal and IT auditing education and author of the books Internal Auditing-an Integrated Approach and Auditor’s Guide to IT Auditing and Corporate Fraud and Internal Control: A Framework for Prevention published by Wiley in 2013. Data Analytics for Internal Auditors published in 2017 He is also a contributing author to the Governance section of all 4 editions of QFinance: The Ultimate Resource and is a frequent speaker at IIA, ACFE and ISACA workshops and conferences. His latest book, Complete Guide for CISA Exam Preparation came out in October 2020.