31 Days to a More Effective Compliance Program
Field: Compliance | Delivery Method: Self Study | CPE Hours: 4.0
You are probably being asked to do more with less in your compliance program. You probably don't have budget to hire a consultant to help you, but your management still expects things to be more effective and efficient.
In this course, Tom Fox provides you with 31 individual audio files that each hold a discussion on the best ways to more fully operationalize a compliance program. Every lesson has three key takeaways to enhance your compliance program at little or no cost.
You could spend thousands of dollars hiring a consultant to give you this advice, or you can register for this course and hear it straight from the Compliance Evangelist himself!
These discussions are offered in small succinct segments to easily allow you to reflect on what was discussed, and are perfect to guide you through large improvements in as little as one month.
Whether you listen to it little by little or take in the full course at once, this course is jam packed with useful information to build a better compliance program with little to no cost to your organization!
Here's some of what's included:
- "The Board and Operationalizing Compliance"
- "Tailored and Effective Compliance Training"
- "The Use of Social Media in Compliance"
- "Financial Incentives for Compliance"
- "Internal Reporting and Triaging Claims"
...and much much more!
BONUS #1: Included with this course, you will also find the 31 Days book chapter to provide even more information that accompanies the 31 different topics covered, and includes key takeaways.
BONUS #2: Save 20% on "The Compliance Handbook: A Guide to Operationalizing Your Compliance Program," by Tom Fox. The Compliance Handbook, provides one-stop, step-by-step advice for anyone involved in designing, creating, implementing and maintaining an anti-bribery, anti-corruption corporate compliance program, and is considered the definitive source for everything compliance.
See all of the topics covered in the Course Curriculum section below!
Field: Compliance
CPE: 4.0
Delivery Method: Self Study
Format: Audio + Workbook
Your Instructor
Thomas R. Fox-the Compliance Evangelist
Tom is literally the guy who wrote the book on compliance with his seminal one volume book “The Compliance Handbook” published in May 2018 which was the No. 1 new bestseller on Amazon.com through its initial run. Additionally, Tom has authored 16 books on business leadership, compliance and ethics and corporate governance, including the international best-sellers “Lessons Learned on Compliance and Ethics” and “Best Practices Under the FCPA and Bribery Act” as well as his series Fox on Compliance.
Tom leads the social media discussion on compliance with his award-winning blog, The FCPA Compliance and Ethics Blog and is the Voice of Compliance, having founded the Compliance Podcast Network. He can be reached at [email protected].
Course Curriculum
-
StartDay 1 - 2021 Wrap Up
-
StartDay 2 - CM to CI
-
StartDay 3 - Conduct at the Top
-
StartDay 4 - Moving Tone Down
-
StartDay 5 - Boards
-
StartDay 6 - Code of Conduct
-
StartDay 7 - Internal Controls
-
StartDay 8 - Internal Controls
-
StartDay 9 - 360 Degrees of Compliance Communications
-
StartDay 10 - Use of Social Media in Compliance
-
StartDay 11 - Tailored and Effective Compliance Training
-
StartDay 12 - Financial Incentives
-
StartDay 13 - Institutional Justice and Fairness
-
StartDay 14 - Risk Assessment
-
StartDay 15 - Evaluating a Risk Assessment
-
StartDay 16 - 3rd Party Risk Management Process
-
StartDay 17 - Managing 3rd Parties
-
StartDay 18 - Levels of DD
-
StartDay 19 - The investigation protocol
-
StartDay 20 - Responding to investigative findings
-
StartDay 21 - Continuous improvement in a compliance program
-
StartDay 22- Internal Reporting and Triaging Claims
-
StartDay 23 - Monitoring and Improvement of Internal Controls
-
StartDay 24 - Updates and feedback
-
StartDay 25 - CCO authority and independence
-
StartDay 26 - Compliance Function in an Organization
-
StartDay 27 - Operationalizing Compliance Through Payroll
-
StartDay 28 - Pre-acquisition due diligence in mergers and acquisitions
-
StartDay 29 - Post-acquisition integration plan
-
StartDay 30 - What is a root cause analysis
-
StartDay 31 - Using a Root Cause Analysis for Remediation