Stop Auditing Useless Controls
Field: Auditing | Delivery Method: Self Study | CPE Hours: 1.0
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Stop Auditing Useless Controls
Description
Sometimes we test controls that just don’t matter. Designing effective internal controls can be a challenge, especially with the current pace of change. A well-designed internal control system requires us to use judgment when assessing control effectiveness, and we need to understand when a control does not address the risks so we don’t waste time.
In this presentation, we will:
- Cover the use of an effective internal control framework
- Discuss good internal control design
- Review control design issue writing
Participants will earn 1.0 CPE credit
Field of Study: Auditing
Prerequisites: Basic knowledge of internal audit.
Who Should Attend: This session is designed for all internal auditors.
Advanced Preparation: None
Program Level: Basic
Delivery Method: Group Internet Based
Format: Video
Bio
Toby DeRoche is a Certified Internal Auditor (CIA) with an MBA and Internal Audit specialization from Louisiana State University. He is also certified in Control Self-Assessment (CCSA), Risk Management Assurance (CRMA), and Fraud Examination (CFE). His professional background includes identification and documentation of weaknesses that result in heightened business risk, while recommending solutions to such situations. Toby began his career in internal audit with Macy's Inc. He then worked as a consultant for Wolters Kluwer. As founder of Insight CPE, Toby is dedicated to the continued education of audit, risk, and fraud professionals.
Your Instructor
Toby DeRoche is a Certified Internal Auditor (CIA) who holds an MBA with an Internal Audit specialization from Louisiana State University. He is also certified in Control Self-Assessment (CCSA), Risk Management Assurance (CRMA), Internal Control (CICA), Fraud Examination (CFE), and he is a SAFe 5 Agilist (SA).
His professional background includes identification and documentation of weaknesses that result in heightened business risk, while recommending solutions to such situations. Toby began his career in internal audit with Macy's Inc. He then worked as an implementation and training consultant for Wolters Kluwer. As a Solution Consulting Manager at Wolters Kluwer, Toby works with organizations that are looking for software solutions to their audit, risk and compliance needs. Throughout his career, Toby has assisted numerous internal audit departments create, perform, and supervise financial, operational, and compliance audits to evaluate control frameworks, financial systems and operating procedures.
Toby is also an experienced author and presenter, having delivered over 50 continuing education presentations to audit, risk, and fraud professionals.